Brazilian Climate Litigation Platform

The Brazilian Climate Litigation Platform is a database developed by Research Group on Law, Environment and Justice in the Anthropocene (JUMA) which gathers information on climate litigation in Brazilian courts. For a better understanding of the cases classification, access our methodology and our publications. For information on case updates, visit our news page.
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Case Name: Ministério Público do Estado de São Paulo vs. KLM (Airlines Case)

Type of Action

Civil Public Action (ACP)

Court of origin

State Court or Court of the Federal District

Filing Date

12/2010

Original case number

0082072-08.2010.8.26.0224

State of origin

São Paulo (SP)

Link to court of origin’s consultation website

http://esaj.tjsp.jus.br/cpopg/open.do

Summary

This is a Public Civil Action (ACP) filed by the Public Prosecutor's Office of the State of São Paulo (MPSP) against the company KLM - Royal Dutch Airlines for alleged environmental damage resulting from commercial activities carried out by the defendant at São Paulo International Airport, in Cumbica, Guarulhos, through the landing and takeoff of its aircraft. The action requests that the company be ordered to take specific actions or, subsidiarily, to pay compensation for environmental damage related to the emission of Greenhouse Gases (GHG), negatively impacting climate change. The main request consists of an obligation to restore forest in an area within the same hydrographic basin, in sufficient quantity to fully absorb the GHG emissions and other pollutants resulting from the activity. In its defense, the defendant company alleged that the plaintiff filed 35 lawsuits identical to the present one and that the Court of Justice of the State of São Paulo (TJSP) immediately recognized the inadequacy of 26 of the initial petitions and had the opportunity to rule on the merits of the action in only one case, when judging case 224.01.2010.082070-8, filed against EMIRATES AIRLINES, having dismissed the claims. In this regard, the defendant company argued (i) its lack of standing to be sued, given that it carries out its activity in accordance with the determinations of the National Civil Aviation Agency (ANAC), and cannot be held responsible for complying with what is authorized and imposed on it by the Public Authority; and (ii) the legal impossibility of the claim, since there would be no illicit activity carried out by the defendant.

Initially, the Court understood that the Defendant possessed government authorization to operate certain routes and that the emissions resulting from the normal exercise of said activity were already included within the scope of that authorization.

In an appeal before the São Paulo State Court of Appeals (Appeal No. 0082072-08.2010.8.26.0224), the São Paulo State Public Prosecutor's Office (MPSP), on the merits, again requested the mitigation and reparation of environmental damages caused by the defendant. Subsequently, the National Civil Aviation Agency (ANAC) joined the action, requesting intervention as a third party and the transfer of the case to the federal court. A judgment was issued in the TJSP rejecting the preliminary objection presented by the MPSP and, considering the ANAC's statement, decided to transfer the case to the Federal Regional Court of the 3rd Region (TRF-3). It should be noted that this action was initially filed in the São Paulo State Court of Appeals (TJSP), but was later transferred to the Federal Court due to ANAC's request for intervention. The action was registered in the TRF-3 under the appeal number 0046991-68.2012.4.03.9999. In the context of the appeal, the TRF-3 (Regional Federal Court of the 3rd Region) ruled against it, following the understanding of the court of origin, which understood that an environmental licensing process had already been carried out for Guarulhos Airport and authorization for landing and takeoff activities had been issued by ANAC (National Civil Aviation Agency).

Based on this ruling, the Public Prosecutor's Office of São Paulo (MPSP) filed a Special Appeal (REsp 1.856.031/SP) with the Superior Court of Justice (STJ), where a single-judge decision followed the position of the court of origin, highlighting the specific regulation of the activity by the National Civil Aviation Agency (ANAC) and its efforts regarding the measurement and mitigation of emissions from the aviation sector. It was understood that there was no illicit act committed by the company (or even pollution), and that the MPSP was attempting to impose an unforeseen regulation. After the decision, the Special Appeal was returned to the court of origin. Subsequently, the case was definitively closed. This case is one among other similar cases brought by the MPSP against more than 30 airlines operating at São Paulo International Airport.

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Plaintiff

  • Ministério Público do Estado de São Paulo (MPSP)

Type of plaintiff

  • State Public Prosecutor’s Office

Defendant

  • KLM - Cia Real Holandesa de Aviação

Type of defendant

  • Companies

Main norms mobilized

Brazilian biomes

Not Applicable

Greenhouse Gas (GHG) emission sectors

Energy

Status

Completed

Type of case

Routine case

Climate in environmental licensing

Non-mentioned

Environmental and/or climate justice approach

Non-existent

Claim alignment with climate protection

Aligned

Measures Addressed

  • Mitigation
  • Civil liability for climate-environmental damage

Climate approach

Relevant approach


Case timeline

12/2010

Complaint

06/2011

Answer

08/2011

Decision of a single judge

06/2017

Appellate Court Decision

12/2020

Decision of a single judge


Case documents


Document type

Decision of a single judge

Origin

Superior Tribunal de Justiça (STJ)

Date

12/2020

Brief description

A single judge decision issued in Special Appeal 1.856.031/SP. The decision follows the position of the court of origin, highlighting ANAC's specific regulation of the activity and its efforts regarding the measurement and mitigation of emissions in the aviation sector. Because the activity is authorized by ANAC, ANAC intervened in the action as an interested third party, echoing the defendant company's argument that it was complying with all the Regulatory Agency's requirements. For this reason, Rapporteur Justice Benedito Gonçalves ruled that there was no reason to speak of an unlawful act committed by the company, or even pollution.

File available



Document type

Appellate Court Decision

Origin

Tribunal Regional Federal da 3ª Região (TRF-3)

Date

06/2017

Brief description

Civil Appeal Judgment 0046991-68.2012.4.03.9999, which denies the appeal filed by the MPSP and confirms the first instance decision on the lawfulness of the emissions once the company's activities were duly authorized.

File available



Document type

Decision of a single judge

Origin

9ª Vara Cível da Comarca de Guarulhos

Date

08/2011

Brief description

Judgment of dismissal in which the court understands that the defendant had government authorization to operate the determined routes and, therefore, the emissions resulting from the normal exercise of said activity would already be included within the scope of that authorization and therefore lawful.

File available



Document type

Answer

Origin

KLM - Cia Real Holandesa de Aviação

Date

06/2011

Brief description

The defendant company argues that there is (i) ineptitude of the initial claim; (ii) passive illegitimacy of the defendant, given that it carries out its activity in accordance with the determinations of the National Civil Aviation Agency (ANAC), and cannot be held responsible for complying with what is imposed and authorized by the Public Authority; (iii) manifest lack of interest in acting by the plaintiff and (iv) legal impossibility of the request since there would be no illicit activity carried out by the defendant.

File available



Document type

Complaint

Origin

Ministério Público do Estado de São Paulo (MPSP)

Date

12/2010

Brief description

It is alleged that environmental damage has resulted from commercial activities carried out by KLM - Royal Dutch Aviation Company at São Paulo International Airport, through the landing and takeoff of its aircraft. The MPSP requests (i) that the company be ordered to undertake the restoration of forests in an area within the same river basin in sufficient quantities to fully absorb the greenhouse gas (GHG) emissions and other pollutants resulting from the activity or, (ii) alternatively, compensation for environmental damage, particularly with regard to GHG emissions, which negatively impact climate change.

File available